Startup
Registrations
MCA Services
Recovery of shares
Trademark
Goods & Services Tax
Income Tax
Compliances

Welcome to Solocorp

Effortless  

Simplify your tax filing, GST, and compliance with our expert solutions.

Company Authorized Capital Increase

Explore all the details you need about Company Authorized Capital Increase, tailored for your needs.

Increasing authorised capital helps businesses secure long-term funding for growth.

At SoloCorp, we simplify the process of increasing your company's authorised capital, ensuring compliance with the Companies Act. Our experts guide you through every step, making the experience smooth and hassle-free.

Authorized Capital and Paid-Up Capital of a Company

Authorized Capital is the maximum capital a company can issue as stated in its memorandum, as per Section 2 (8) of the Companies Act 2013.

A company must increase its authorised capital to infuse more funds and expand its business beyond the initial capital.

  • Authorized Capital: Represents the total potential value of shares a company can issue.
  • Paid-Up Capital: Represents the actual value of shares that have been issued, subscribed to, and paid for by shareholders.
  • Increasing Authorized Capital: A company can increase its authorised share capital to issue new shares.
  • Transfer of Shares: Alternatively, the company can facilitate the transfer of shares from current shareholders to new ones.

Authorised Share Capital Increase

Authorised share capital increase refers to raising the maximum amount of share capital that a company is legally permitted to issue to its shareholders. This is typically achieved through an amendment to the company's Memorandum of Association (MOA).

By increasing the authorised share capital, a company expands its capacity to issue additional shares, enabling it to raise funds from existing or new shareholders. This process is often undertaken to support business expansion, finance new projects, or meet evolving financial needs.

  • Legal Requirement: This process requires an amendment to the company's Memorandum of Association (MOA).
  • Business Expansion: It allows companies to raise more funds and expand their business operations.

Amending the MOA for Increasing Authorized Capital

During the formation of a Private Limited Company, the initial authorised and paid-up capital levels are established in the company's Memorandum of Association (MOA). This sets the maximum amount of share capital that the company is allowed to issue to its shareholders.

Should the company aim to exceed this predetermined cap by issuing additional shares, it necessitates an amendment to the MOA to raise the authorised capital threshold, thereby accommodating the issuance of new shares beyond the original limit.

Reasons for Increasing Authorized Share Capital

1

Addressing significant financial needs

A company may need to raise authorized capital to meet substantial financial obligations or to fund major projects.

2

Funding new business initiatives

Increasing authorized capital allows the company to raise funds for new business ventures or expansion plans.

3

Facilitating mergers or acquisitions and infusing capital as part of a restructuring plan

When companies are involved in mergers or acquisitions, they may require additional authorized capital to complete the process.

4

Issuing additional shares

The company may wish to issue more shares to raise funds from existing or new shareholders.

5

Converting debt into equity

To manage debt, a company might convert some of its liabilities into equity, which requires increasing its authorized capital.

6

Meeting regulatory requirements, if applicable

Certain legal or regulatory requirements might compel a company to raise its authorized capital.

Documents Required for Authorized Share Capital Increase

Specific documentation must be submitted within 30 days following shareholder approval to formalise an increase in authorised share capital. For private companies, this involves submitting the resolution through e-form SH-7, while the submission of e-form MGT-14 is not required. Ensure the following documents are prepared for filing:

The latest amended version of the Memorandum of Association (MoA)

The most recent or revised copy of the Articles of Association (AoA)

A copy of the ordinary resolution approved by the company's shareholders

Procedure to Increase Authorized Share Capital

The process involves several essential steps to ensure compliance with regulatory requirements and secure shareholder approval for the proposed increase.

1

Review the Articles of Association (AoA)

The AoA outlines the company's governance, including capital management. Initially, verify if the AoA permits changes to the authorised capital.

2

Check for Provision

The process is straightforward if the AoA includes a provision for altering authorized capital. Otherwise, the AoA needs amending.

3

Amend the AoA if Necessary

In the absence of a provision, amend the AoA as per Section 14 of the Companies Act, 2013, to include the capability for authorized capital alteration.

4

Proceed with Capital Modification

Once the AoA allows it, the company can officially change its authorized capital.

5

Convening a Board Meeting for Authorized Capital Increase

Notice for Board Meeting

  • Dispatch a notice detailing the meeting's agenda to all directors at least 7 days in advance to their registered addresses.

Board Resolution

  • During the board meeting, a resolution will be passed to convene an extraordinary general meeting (EGM). This involves issuing a notice in line with Section 101 of the Companies Act to present and seek approval for the revised authorized capital clause in the Memorandum of Association via an Ordinary Resolution, as per the guidelines of Section 60 of the Act.

Shareholder Notification

  • Inform shareholders about the EGM specifics, including the agenda, date, time, and venue. The notice should also outline the voting method for resolution approval.

Distribution of EGM Notice

  • Ensure the EGM notice reaches the following parties: Directors, Shareholders, Auditors.

EGM Notice Period

  • The notice for the EGM should be issued at least 21 days before the scheduled date. However, a shorter notice period is permissible if at least 95% of voting-eligible members consent, which can be obtained either in writing or via electronic means.
6

Conducting the Extraordinary General Meeting for Capital Increase

During the EGM

  • The agenda item for increasing the authorized share capital is formally presented to the attendees.

Voting Process

  • The voting occurs as outlined in the EGM notice, allowing shareholders to vote on the proposed increase.

Resolution Approval

  • The resolution to increase the authorized capital is officially passed upon securing the necessary approval through voting.

Documentation

  • An explanatory statement detailing the resolution and its implications is prepared and appended to the official records, marking the authorization of the capital increase.
7

Regulatory Filings for Authorized Capital Increase with ROC

Filing of Form MGT – 14

  • This form must be submitted to the Registrar of Companies (RoC) within 30 days following the adoption of the relevant resolution.

Details Required for MGT-14

  • Company information including Corporate Identification Number (CIN).
  • The purpose of the filing.
  • Dates of notice dispatch and resolution passage.
  • Resolution specifics.
  • Digital signatures and director identification numbers (DINs) are required.

Documents Required for MGT-14

  • Notice of EGM with the Explanatory Statement under Section 102.
  • Certified copy of the EGM resolution.
  • Updated Memorandum of Association (MoA) reflecting the Capital Clause alteration.
  • Updated Articles of Association (AoA) if it includes provisions for authorised capital increase.

Filing Form SH-7 for Authorized Capital Increase

  • Form SH-7 must be submitted to the Registrar of Companies (RoC) within 30 days following the resolution to increase the authorised share capital.

Details Required for SH-7

  • Company information, including CIN.
  • Resolution type.
  • Meeting date.
  • Service Request Number (SRN) of Form MGT – 14, if already filed.
  • Original and new authorised share capital amounts.
  • Breakdown of the additional share capital.
  • Stamp Duty Fees details.
  • Digital Signatures and DINs as necessary.

Documents Required

The following documents are required for the authorized capital increase process.

Certified True Copy of the Capital Alteration Resolution

Updated MoA with the Capital Clause Changes

Updated AoA if it Includes a New Provision for Capital Increase

Any Other Optional Documents, if Required

Payment of E-Stamp Duty

Complete the e-stamp duty payment for the augmented Authorized Share Capital amount via the Ministry of Corporate Affairs (MCA) Portal, as law requires.

Procedure Following Authorized Share Capital Increase

After the authorised share capital increase, certain steps need to be followed to ensure regulatory compliance and effective implementation of the decision.

Update MOA and AOA

  • Ensure that all copies of these documents reflect any changes made to the Memorandum of Association (MOA) and Articles of Association (AOA). This is to maintain consistency and legal compliance across all official company records.

Share Allotment

  • With the authorised share capital now increased, the company can increase its paid-up share capital. This is typically achieved by issuing new equity shares to existing or new shareholders, thereby infusing additional funds into the company.

Penalties for Non-Compliance with Authorized Capital Increase Procedures

While the Companies Act 2013, specifically in Sections 61 and 65, outlines the provisions for increasing authorised capital, it doesn't directly specify penalties within these sections. However, Section 450 of the Act addresses penalties for general non-compliance.

  • Penalty for Non-Compliance

    When a company or its officers fail to adhere to the prescribed rules, a penalty of Rs. 10,000 is imposed.

  • Daily Penalty for Ongoing Violations

    An additional daily penalty of Rs. 1,000 is levied for ongoing violations until the issue is resolved.

  • Penalty for Late Submission of Form SH-7

    Specifically concerning the late submission of Form SH-7, which is required within 30 days of the resolution to increase authorised capital, the penalty accrues at Rs. 1,000 per day of delay.

  • Maximum Penalty Cap

    This penalty continues until the default is corrected, subject to a maximum cap of Rs. 25 lakh, whichever amount is lower.

These penalties are imposed under Section 450 of the Companies Act 2013 for non-compliance.

Why Choose SoloCorp for Authorized Capital Increase

SoloCorp is your ideal partner for increasing your company's authorised capital, offering a comprehensive suite of services tailored to your needs.

  • 1

    Expert MOA Amendment Guidance

    We specialize in navigating the complexities of amending your Memorandum of Association (MOA), ensuring that your documentation accurately reflects your new capital structure.

  • 2

    MGT-14 Filing Assistance

    Our team efficiently handles the filing of Form MGT-14, which is required for registering changes in your company's capital with the Registrar of Companies.

  • 3

    Seamless Form SH-7 Submission

    We take care of filing Form SH-7, which is essential for officially recording the increase in your authorized capital.

  • 4

    End-to-End Support

    From the initial assessment to the final submission, SoloCorp provides unwavering support, ensuring a smooth and compliant capital increase process.

WhatsApp
Startup
Registrations
MCA Services
Recovery of shares
Trademark
Goods & Services Tax
Income Tax
Compliances