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Removal of Director from a Company

Explore all the details you need about Removal of Director from a Company, tailored for your needs.

Directors play a pivotal role in overseeing the management and operations of a company, while shareholders are the owners. However, there are instances where shareholders may opt to remove a director, especially when there are concerns about performance or other issues. Directors may also choose to resign voluntarily. The process of removing a director is a significant decision that involves various legal requirements and steps. Whether initiated by an ordinary resolution, board resolution, or judicial order, this process must be carried out with fairness and transparency, always keeping the company's best interest in mind. It is essential to comply with the legal framework established by the Companies Act, 2013, or any applicable local laws, to ensure the validity of the process and avoid potential legal challenges.

Solocorp specializes in guiding businesses through the director removal or resignation process. We ensure that every step is in strict compliance with the legal standards set forth by the Companies Act, 2013, making the process smooth and hassle-free. Our team of experts provides detailed assistance in drafting resolutions, obtaining the necessary consents, and filing documents with the Registrar of Companies (ROC). Whether you're dealing with the removal of a director due to performance issues or a resignation, Solocorp handles the paperwork, ensuring a seamless transition and protecting your company from any potential legal complications. By choosing Solocorp, you can trust that your business is in expert hands, and we will help you navigate this critical corporate transition with the utmost care and professionalism.

Reasons for Director Removal

1

Disqualification as per the Companies Act

A director may be removed if they are disqualified according to the criteria outlined in the Companies Act, 2013.

2

Non-Attendance of Board Meetings

Directors who fail to attend board meetings for more than a year may be removed by the shareholders.

3

Violation of Section 184 of the Companies Act

Directors engaging in prohibited transactions as per Section 184 of the Companies Act can face removal.

4

Court or Tribunal Order

A director can be removed if prohibited from participating due to a court or tribunal order.

5

Conviction for Criminal Offence

A director convicted of a criminal offence with a sentence of at least six months is subject to removal.

6

Non-Compliance with the Companies Act

Failure to comply with the regulations and requirements under the Companies Act, 2013 can lead to director removal.

7

Voluntary Resignation

A director may choose to voluntarily resign from the board, leading to their removal.

Methods for Director Removal from a Company

There are three primary methods to remove a director from a company.

Resignation by Directors

  • This method involves directors resigning voluntarily from their positions.

Director Absence from Board Meetings

  • This approach is used when a director fails to attend board meetings for 12 months, triggering their removal.

Shareholder-initiated Removal

  • This method is employed when the shareholders of a company vote to remove a director from their position.

Law Governing the Director Removal

Removing a director is governed by the Companies Act, 2013, under Section 169.

Section 169

This part explains how a company can legally remove a director, detailing the steps and rules that need to be followed.

Section 115

While this section mainly talks about how to add new directors, knowing it helps to fully understand the rules about directors, including how they might be removed.

Section 163

This section deals with choosing directors so everyone gets a fair representation. It's essential for removing directors because it affects how decisions are made in the company.

Rule 23 of the Companies (Management and Administration) Rules, 2014

This rule gives specific guidelines on how a company should be run, including how to remove directors properly.

Essential Requirements for Director Removal

To lawfully remove a director, specific critical steps must be followed:

Issuance of Special Notice

Notice Period to Director

Right to be Heard

Restriction on Reappointment

Filing of Form DIR-12

Form DIR-12, mandated by the Companies Act 2013, must be filled out and submitted to document the official removal of a director.

This form is a crucial part of the legal procedure for removing a director from their office.

Procedure for Director Removal

The procedure for removing a director from a company involves several steps, which are outlined below.

1

Director's Voluntary Resignation

A director's resignation becomes effective on the date the company receives the notice or on a later date specified by the director in the notice, whichever comes later. Even after stepping down, a resigned director remains accountable for any offences committed during their term.

Forms to be used: Form DIR-12, Form DIR-11

2

Schedule a Board of Directors Meeting

Following Section 173 and Secretarial Standard-1 (SS-1), a board meeting should be arranged.

3

Notification of Board Meeting

After receiving a resignation letter, the company must send out a board meeting notice to all directors at their registered addresses no later than 7 days before the meeting. In urgent situations, a shorter notice period is permissible.

4

Preparation of Meeting Documents

The meeting notice should accompany the agenda, explanatory notes, and a draft resolution.

5

Conduct the Board Meeting

The board should convene to acknowledge the resignation letter submitted by the director.

6

Delegation for ROC Filings

Assign the Company Secretary, CFO, or director to submit the necessary forms and documentation to the Registrar of Companies.

7

Disclosure Requirements for Listed Companies

Public companies must report the resignation to the stock exchange promptly, adhering to specific timelines based on the nature and origin of the event or information, as mandated by Regulation 30 & 46(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

8

Distribution of Draft Minutes

Within 15 days following the board meeting, draft minutes should be sent to all directors via hand delivery, speed post, registered post, courier, or email for their review.

9

Submission of Form DIR-12 to the Registrar of Companies (ROC)

Within 30 days following the receipt of the director's resignation notice, the company must inform the ROC by submitting Form DIR-12, accompanied by necessary documents.

Forms to be used: Form DIR-12

10

Submission of Form DIR-11 by the Resigning Director

The director who has resigned can send a copy of their resignation to the Registrar of Companies (ROC) using Form DIR-11 within 30 days from the date of their resignation.

Forms to be used: Form DIR-11

11

Updating the Register of Directors

The company must update the Register of Directors and Key Managerial Personnel to reflect the resignation and any other necessary changes.

12

Director Absence from Board Meetings for 12 Months

When a director fails to attend any board meetings for twelve months, even without formally requesting a leave of absence, they are considered to have vacated their position.

Forms to be used: Form DIR-12

13

Director Removal by Shareholders

To remove a director through shareholder resolution, follow the steps of scheduling a Board meeting, convening an EGM, and filing forms DIR-11 and DIR-12.

Forms to be used: Form DIR-11, Form DIR-12

Penalties for Delayed Submission of Form DIR-12

If a company fails to file Form DIR-12 within the stipulated 30-day period following a director's resignation, it faces escalating penalties based on the extent of the delay:

  • 30 to 60 days delay

    The penalty incurred will be double the standard government fees.

  • 60 to 90 days delay

    The penalty increases to four times the government fees.

  • Beyond 90 days delay

    A significant penalty of ten times the government fees is applied.

  • Exceeding 180 days delay

    The penalty reaches twelve times the government fees, and the company might also face legal actions for compounding offences.

It's crucial for companies to adhere to the filing deadlines to avoid these penalties and ensure compliance with regulatory requirements.

Impacts and Considerations of Director Removal

End of Directorial Responsibilities

  • The immediate effect of a director's removal is the cessation of involvement in the company's management and decision-making processes.

Revocation of Authority

  • With their removal, the director forfeits any power to act in the company's name or represent its interests in any capacity.

Potential Legal Ramifications

  • Failure to adhere to the prescribed legal protocols during removal can lead to legal challenges and possible claims directed at the company.

Impact on Company Reputation

  • Removing a director can adversely affect the company's public image, particularly if the circumstances surrounding the removal become widely known.
  • The company must manage the process discreetly and with due consideration for all parties involved.

Filing Amendments under Various Acts

Goods and Services Tax Act

  • The company may need to file amendments under the Goods and Services Tax Act to ensure tax-related records are updated after a director's resignation.

Shops and Establishment Act

  • Amendments under the Shops and Establishment Act may be required to update the company's official registration details.

Factories Act

  • The company must amend records under the Factories Act if applicable to reflect the change in directorial position.

Foreign Exchange Management Act

  • Changes under the Foreign Exchange Management Act may be needed for companies dealing with foreign investments or transactions.

Inter-State Migrant Workmen Act

  • Amendments under the Inter-State Migrant Workmen Act may be necessary if the company hires migrant workers.

Private Security Agencies Act

  • For companies in the security industry, amendments under the Private Security Agencies Act may be required.

Employee Provident Fund (EPF)

  • The EPF records may need updates to reflect changes in the company's management or directorial structure.

Employee's State Insurance (ESI)

  • Amendments may be needed under the Employee's State Insurance Act to reflect the new company leadership.

Other relevant labour laws

  • The company may need to file amendments under other applicable labour laws depending on the industry.

Industry-specific regulations

  • Industry-specific regulations may require the company to amend records to ensure full compliance with legal requirements.

Why choose Solocorp for Director removal?

Choosing Solocorp for director removal offers several advantages.

  • 1

    Expertise and Experience

    Solocorp has a team of professionals who are well-versed in corporate law and the specific procedures outlined in the Companies Act 2013 for director removal.

  • 2

    Compliance Assurance

    With a deep understanding of legal requirements, Solocorp experts ensure that every step of the director removal process complies with statutory regulations, thereby minimizing the risk of legal complications.

  • 3

    End-to-End Support

    From the initial consultation to the final submission of necessary forms like DIR-12, Solocorp provides comprehensive support, guiding companies through each process phase.

  • 4

    Customized Solutions

    Understanding that each company's situation is unique, Solocorp offers tailored advice and solutions that best fit the specific circumstances and objectives of the company.

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